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The Important Stuff

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Gembroker Disclosure Statement Gembroker Complaint Handling Process Maddition Consumer Protection and Information and Data Security Policy Entity Structure Gembroker Money Flow Diagram

Custodianship and Investor Protections

Where your money is kept and any related insurance

Charlie Meaden

Last Update 6 maanden geleden

  1. All Gembroker customer funds are held in trust segregated from Gembroker and related entities and their operational accounts.
  2. Gembroker NZ Limited receives money into a New Zealand bank account and then sends customer funds through to regulated and insured institutions where they are held in the customer's name.
  3. Securities Investor Protection Corporation (SIPC), which protects member securities customers of up to $500,000 (including $250,000 for claims for cash).
  4. The Alpaca Excess Insurance coverage provides protection for any Gembroker customer of up to $30 million in securities and $1 million in cash, and is covered at an aggregate limit of $150 million across all Gembroker and Alpaca Securities accounts.

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